UNPARALLELED MANAGER DUE DILIGENCE

Before being included on our Platform, every manager is thoroughly vetted and reviewed. We collect information from the manager, analyze and review their strategies, their professional backgrounds, as well as their operational infrastructure. We perform background checks on the firm and principals.

We only include managers who meet our standards.

Our due diligence doesn’t stop once a manager is on the Platform. We continue to monitor all of our managers to ensure that they stay within the established parameters of their investment strategy.

Benefits of the Platform:

• Distribution
  Dedicated, focused internal and external sales teams that actively promote the managers on the Platform
• Customer service
  Personalized, superior and responsive customer service; we value our partnership with you
• Fee structure
  Cost effective and straight forward pricing terms
• Independent
  Eliminates the conflict of interest of “one-stop shop platforms”

Managers Gain Greater Access to RIA Community:

Galaxy Plus works hard to increase distribution, our goal is to use our resources to introduce you and your strategies to prospective investors. In addition, Galaxy Plus will work with managers to get their strategies listed on custodian platforms in order to engage with RIA clients. Being listed on these platforms gives the independent advisor clients access to a third-party platform that offers access to private funds. Such access is contingent upon being selected for inclusion on the Galaxy Plus platform, giving our managers exposure to a new set of prospective investors they would not have had access to on their own

(Disclaimer: Advisors must pass custodial due diligence as well as the required due diligence by Galaxy Plus)

INVESTOR SOLUTIONS

• ​Data
  A single, operationally efficient infrastructure that provides near real-time data, frequency of liquidity and notional funding capabilities and risk management
• Due Diligence
  We evaluate and analyze all facets of a trading manager’s operations to ensure the manager is suitable for inclusion on the Galaxy Plus Platform
• Liquidity
  Flexible liquidity terms, no lock up periods or redemption fees
• Fee Structure
  Cost effective solution for an investor’s need for a structured product
• Technology
  Access reporting to monitor the performance of the portfolio

BUILDING A PORTFOLIO: WHAT’S IMPORTANT

When considering your investment alternatives, a MAP can provide significant benefits. In the portfolio building process, choosing a manager or group of managers can enhance your investment experience.

A MAP can provide a variety of managers and provide access to:

• Diversification
• Direct exposure to specific products; energy, commodities, etc.
• Track record comparison and analysis
• Timely and effective performance data
• Uncorrelated investments to your existing portfolio
• Tax considerations